Services provided by Strategic Investment Advisors, Inc., Alan R. Leist Planning Group, Inc., and Strategic Retirement Plans, Inc.

Strategic Financial Services, LLC

Strategic Financial Services, LLC is a limited liability corporation. Client business is conducted by one or more of the following three companies.

Strategic Investment Advisors, Inc. (SIA) is a "fee-based" registered investment advisory firm that was founded in 1988. SIA is registered with the Securities and Exchange Commission.

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The Alan R. Leist Planning Group, Inc. (ARLPG) is a registered investment advisor with the Securities and Exchange Commission. Alan R. Leist, Jr., Bradley M. Kowalczyk and Catherine R. Martin are registered representatives of Cadaret, Grant & Co., Inc.

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Strategic Retirement Plans, Inc. (SRP) is affiliated with SIA and the ARLPG and is a registered investment advisor with the Securities and Exchange Commission.

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Privacy Policy

The management and employees of Strategic Financial Services, LLC respect the privacy of nonpublic personal information that we collect from our clients. This notice provides information regarding our policies and practices surrounding the collection and handling of nonpublic personal information. In this notice, the words “we” and “us” refer to Strategic Financial Services, LLC the words “you” and “your” refer to our clients, former clients and potential clients. Enjoy your visit on our site with the knowledge that:

1. We do not collect any nonpublic personal data that can be used to identify you without your consent and knowledge. The only transparent data collected during your visit will be your IP Address, browser type, pages visited, and the location from which you entered our site. This information is used only for statistical purposes to allow us to further enhance our site to better service your needs and will never be used to personally identify you.

2. We only collect nonpublic personal information with your authorization to the extent allowing us to handle your inquiry properly and provide you with the services you expect to receive.

3. We do not disclose any nonpublic personal data collected via electronic forms from our clients, former clients, or prospective clients to anyone, except as permitted by law. We are permitted under law to disclose nonpublic personal information about you to third parties under certain circumstances. Permitted disclosures include providing information to our employees, and in limited situations, we may disclose your nonpublic personal information to third parties that assist us in providing services to you. All your nonpublic personal data collected using electronic forms will use SSL encryption to ensure its confidentiality.

4. We have always considered the protection of sensitive information to be a sound business practice and a foundation of customer trust. We restrict access to our client's nonpublic personal information to those employees and third parties who need to know that information to provide you with the services you request. To protect the security and confidentiality of your personal information, we maintain physical, electronic and procedural safeguards that comply with our professional standards.

5. Due to the insecure nature of email as a communication tool, we request that you do not communicate any personal information to Strategic via this method and use it only for general inquiries only. If you need to communicate any personal information we ask that you contact us at 1.800.937.4461 and ask to speak with one of our Relationship Managers.

6. We do maintain email listings for electronic communications with our clients. When you give us authorization to use your email address for any electronic communications and would like not to receive or opt out of this electronic communication in the future, please email webmaster@investstrategic.com and your email address will be immediately removed.

7. We do maintain the right to change this policy to comply with any legal or business guidelines from time to time without prior notice.

8. If you have any additional questions or concerns about this policy please contact us at webmaster@investstrategic.com or by calling 1.800.937.4461.

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Cadaret, Grant & Co., Inc.

Securities offered through Cadaret, Grant & Co., Inc., - Member, FINRA/SIPC; Strategic Investment Advisors, Inc. and Cadaret Grant are separate entities.

Cadaret Grant representatives are registered to conduct securities business in the following US States: AZ, CA, CO, CT, DC, DE, FL, GA, HI, ID, IL, IN, KY, MA, MD, ME, MI, MN, NC, NH, NJ, NM, NY, OH, OR, PA, RI, SC, TX, VA, VT, WI.

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Barron's Disclosures

2007

Independent researcher R.J. Shook selected candidates by reviewing each adviser's quality of service, assets under management, and revenues and profits generated.

2004-2006

From 7,000 nominations, independent researcher R.J. Shook selected candidates by reviewing regulatory records, and interviewing peers, supervisors, clients and the advisors.

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